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Autonomy for Frail Elders

What does autonomy mean to a 95 year old woman with disability, dementia, and heart failure residing in a nursing home?  Beauchamp and Childress's classic text "Principles of Biomedical Ethics" devotes 41 pages to the principle of respect for autonomy; 34  pages are devoted to informed consent.  When we consider informed consent, we classically think of a major medical decision, such as writing an advance directive, deciding about major surgery, or withdrawing life-sustaining treatment.  How much relevance do these major life-altering decisions have for the frail elderly woman in the nursing home? 

As Holstein and co-authors note in their new book "Ethics, Aging, and Society: The Critical Turn," while bioethics is focused on these major medical decisions, most elders in long-term care facilities care less about these major decisions, and are far more concerned about everyday choices: the ability to make private phone calls, having a private space for visitors, or less dependence on others for self care needs such as bathing. 

Understanding the priority that elders give to these concerns is important.  Bioethics should be responsive to the priorities of all people, including frail and vulnerable elders who live with some degree of disability, cognitive impairment, and chronic illness; bioethics should not be abstract principles designed for completely healthy, rational, and privileged persons.

Holstein and company argue for a reconceptualization of autonomy as relational.  We make decisions in the contexts of relationships with others: family members, paid caregivers, and structures of authority.  These structures may facilitate everyday choice, or they may be oppressive.  In particular, the authors single out the oppression of what they label "master narratives:" successful aging, productive aging, and civic engagement. 
These emerging discourses assume that one can and should maintain health into old age.  They share several recognizable components that are, at once, both descriptive and normative, establishing one way of life as the norm against which all are measured; they see the world of old age from a privileged perspective; they aim to demonstrate that the old are not burdens on society but rather contributors as producers and consumers; they strive to open opportunities and change images of aging but do not consider the structural inequalities that shape what is possible and probable for individuals.  In these ways the "productive" stream is deeply traditional - it affirms voluntarism and the creation of certain forms of social capital and is built on the American ideals of productivity and "success."  In its postmodern form, it glorifies the voice of freedom and self-fulfillment, certainly another voice in this country's cultural repertoire. (pg 66)
Elsewhere, they describe how these narratives socially devalue elders, threatening their dignity at its most fundamental level.
The authors make compelling arguments for understanding the choices elders are concerned with in terms of their relationships to others.  This relational autonomy model is firmly grounded in feminist ethics.  This model of autonomy works well for elders who are, after all, mostly women cared for by other women.  Furthermore, because elders are often dependent on others for everything from self care to public financing of long term care, who they are and what they experience is inextricably shaped by their relationships to others. 

The book can be overly academic at times (what is re-storying anyway?). Proposed solutions are rather abstract and limited (micro-communities of elders engaging in discourse).  Overall, the authors' application of feminist ethics to frail elders rings true to both my clinical experience working with frail elders, and my research experience trying to understand their quality of life concerns.  In between the academic verbiage, there were true gems of ideas that illuminated the limitations of the dominant paradigm of autonomy in bioethics.

They make a compelling critique of end-of-life care.  Much of contemporary end-of-life care has been framed by the principle of autonomy, focusing on protecting the self-control of rational individuals in advance directives.  A feminist application of relational autonomy leads to different priorities, recognizing that vulnerability and dependency - not self control - characterize the condition of frailty. They write:
Vulnerability is the antithesis of individualism and control, the hallmarks on which efforts to improve end-of-life care rest.  Further, it is unlikely that [a frail elder's] rational self is central to her experience at this time; rather it is the fact of her bodily decline that is central and that fact makes her almost totally dependent on others.  Neither vulnerability nor dependency has a recognizable place in American bioethics and hence they cannot be central to how we think about care at the end of life...Yet, by placing vulnerability and dependency at the core of what it means to be human, we come to see how care, social commitments and context, which sustain us in our vulnerabilities, are essential and not contingent features of human life. (pg 247)
 by: Alex Smith


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Lindsey Yourman said…
Fascinating! Though I’m not sure if I agree with Holstein’s sentiment that “it is unlikely that [a frail elder’s] rational self is central to her experience . . . rather it is the fact of her bodily decline that is central . . .” In contrast, my qualitative interviews with older adults at PACE (Program for All-Inclusive Care of the Elderly) indicate that the majority do NOT view themselves as vulnerable and dependent, despite their comorbidities and trouble with ADLs . . .

Perhaps mine was a finding unique to PACE, which seems to help older adults to feel the independence that US culture values, while still respecting their functional impairment as naturally inevitable. Their philosophy on their website

“Today, many frail older adults . . . find themselves locked into a system characterized by few choices and little opportunity to remain independent in their communities. These individuals and their family caregivers are increasingly demanding options to the traditional nursing home environment. They want to age in place in their local communities. . . . PACE utilizes transportation systems to enable participants to live as independently as possible in the community, while ensuring access to the supportive services, medical specialists, therapies. . . Caregivers who listen to and can respond to their individualized care needs.”

Of course paradigms of “productive aging” are insulting/ unfair if we use them to blame or measure the worth of older adults, but couldn't they be a good thing if we used them to focus on achieving what older adults often want, namely to contribute and feel useful? The “oppressive master narratives” may promote unrealistic desires/expectations of volunteerism, but aren’t these desires a natural part of human psychology, and these expectations from deeply engrained US cultural traditions (that healthcare providers are unlikely to change, regardless of which narrative they preach)? Instead of entirely rejecting the “productive aging” narratives, we could focus more energy on creatively adapting service activities so that older adults can more easily contribute and find meaning through them, on their own terms.

As Victor Frankl wrote, “Those who have a ‘why’ to live, can bear with almost any ‘how.” If we can make iphones that find our keys and droids that speak our name, surely we can find a way to devise more practical volunteer opportunities for functionally and/or cognitively impaired older adults . . .
Dan Matlock said…
Thanks Alex, if the book is as academic as you say, I'll likely skip it. However, it does sound like there are some "gems" in there.

This hits on a theme that geripal hits on a lot - respecting [not the right word but close] the frail and disabled. It really feels like this is the essence of the palliative care of the geriatric population.

Unfortunately, when successful aging comes up in geriatric grand rounds (as it often does), I don't really have good language to counter it.

Really great post.
Lindsey Yourman said…
It makes intuitive sense that relational autonomy may improve well-being, but I was surprised to find a study that suggested it can even improve physical health outcomes!

Langer et al. (1976!) randomized 47 nursing home residents to an intervention in which they were given the responsibility to water a plant in the nursing home. In contrast, residents in the control group (44) were given plants that were watered by staff. 6 months after the intervention, residents in the responsibility-induced group were given higher physical and mental health scores by doctors and nurses that were blinded to group assignment. Cool, but even more surprising is that 18 months after the intervention, only 7 of the 47 subjects (15%) in the responsibility-induced group died, whereas 13 of 44 subjects (30%) in the comparison group had died (p<.01)!

Yes, still a large burden of proof as to whether an individual's perceived-level of responsibility/autonomy can actually improve their health. The original study randomized the residents by floor (not as individuals) so differences between the floors (eg. different nurses and doctors) may have significantly confounded results. Also, subsequent efforts to replicate the Langer study have had mixed findings, and focus more on psychological than physical effects. Hanley et al. (2003, Journal of Palliative & Supportive Care) attempts to reconcile these mixed findings by providing evidence that cognition is an effect modifier, such that higher levels of cognition confer a greater likelihood to benefit from autonomy-enhancing interventions . . .

Probably a lot of literature out there on this topic that I'm missing, but here's some ancient citations for those that are interested:)

Langer, E.J. & Rodin, J. (1976). The effects of choice and
enhanced personal responsibility for the aged: A field
experiment in an institutional setting. Journal of Personality
and Social Psychology, 34, 191-198.

Miller, K.I. & Monge, P.R. (1986). Participation, satisfaction,
and productivity: A meta-analytic review. Academy
of Management Journal, 29(4), 727-753.

Rodin, J. & Langer, E.J. (1977). Long-term effects of a
control-relevant intervention with the institutionalized
aged. Journal of Personality and Social Psychology,
34(2), 191-198.

Schulz, R. (1976). Effects of control and predictability on
the physical and psychological well-being of the institutionalized
aged. Journal of Personality and Social Psychology, 33(5), 563-573.

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